Commodity pool operator

Results: 145



#Item
11Commodities market / Financial markets / Late-2000s financial crisis / Commodity Futures Trading Commission / Institutional investors / Commodity pool / Securities regulation in the United States / Dodd–Frank Wall Street Reform and Consumer Protection Act / Commodity Pool Operator / Financial economics / Investment / Finance

Microsoft Word - ICI Statement on CFTC FY 2016 budget[removed]FINAL

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Source URL: www.ici.org

Language: English
12Finance / Commodity Futures Modernization Act / Futures contract / Commodity Pool Operator / Commodity Futures Trading Commission / Commodity Exchange Act / Commodity pool / Counterparty / Commodity broker / Commodities market / Financial economics / Financial system

ForexUpdateAdvisory3[removed]doc

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Source URL: www.cftc.gov

Language: English
13Commodity Futures Trading Commission / Commodity Pool Operator / Finance / Commodity pool / Futures contract / Commodity Exchange Act / Commodities market / Financial economics / Financial system

CFTC Letter No[removed]CFTC Letter No[removed]February 27, 2002 Exemption Division of Trading and Markets

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Source URL: www.cftc.gov

Language: English
14Law / Business / Commodity Futures Trading Commission / Commodity Pool Operator / Commodity pool / Commodity Exchange Act / Limited partnership / Securities Exchange Act / Commodities market / United States securities law / Financial economics

Division of Clearing and Intermediary Oversight

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Source URL: www.cftc.gov

Language: English
15Financial system / Financial markets / Commodity Exchange Act / United States securities law / Commodity trading advisor / Commodity Futures Trading Commission / Futures contract / Commodity Pool Operator / Commodities market / Financial economics / Finance

IN THE UNITED STATES DISTRICT COURT FOR THE MIDDLE DISTRICT OF NORTH CAROLINA U.S. COMMODITY FUTURES TRADING COMMISSION, Plaintiff,

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Source URL: www.cftc.gov

Language: English
16Financial system / Commodity Futures Trading Commission / Commodity Pool Operator / National Futures Association / Commodity pool / Futures contract / Commodity Exchange Act / Commodity trading advisor / U.S. Securities and Exchange Commission / Commodities market / Financial economics / Finance

[removed]Federal Register / Vol. 65, No[removed]Thursday, June 22, [removed]Proposed Rules Core Principle #15: Competition: Recognized futures exchanges should avoid

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Source URL: www.cftc.gov

Language: English
17Financial system / National Futures Association / Commodity Futures Trading Commission / Commodity Pool Operator / Commodity Exchange Act / Commodity pool / Futures contract / Commodity trading advisor / Foreign exchange market / Commodities market / Financial economics / Finance

Exempt Foreign Firm Application Template (Entire)

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Source URL: www.nfa.futures.org

Language: English - Date: 2012-09-13 15:03:29
18Finance / Commodity Futures Trading Commission / Commodity Pool Operator / Commodity pool / Futures contract / Commodity Exchange Act / Commodity broker / Commodities market / Financial economics / Financial system

CFTC Letter[removed]CFTC letter No[removed]September 7, 2004 Interpretation Division of Clearing and Intermediary Oversight

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Source URL: www.cftc.gov

Language: English
19Commodity broker / Commodities market / Commodity trading advisor / Commodity Pool Operator

PROGRAM REPORT FOR COMMODITY TRADING ADVISORS Name: TEST FIRM Ending Date: [removed]

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Source URL: www.nfa.futures.org

Language: English - Date: 2013-10-02 16:51:19
20Finance / Commodity Futures Trading Commission / Commodity Pool Operator / Commodity pool / Hedge fund / Commodity trading advisor / Gary Gensler / National Futures Association / Bart Chilton / Financial economics / Commodities market / Investment

November 9, 2012 VIA ELECTRONIC MAIL Ms. Sauntia S. Warfield Assistant Secretary of the Commission Commodity Futures Trading Commission Three Lafayette Centre

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Source URL: www.managedfunds.org

Language: English
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